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Exam Code: Series6 Practice exam 2022 by Killexams.com team
Series6 NASD Series 6

The Series 6 Examination is the Investment Company and Variable Contracts Products Representative Qualification Examination. The examination is developed and maintained by the Financial Industry Regulatory Authority (FINRA). This Content Outline provides a comprehensive guide to the syllabus covered on the Investment Company and Variable Contracts Products Representative Qualification Examination (Series 6). The outline is intended to familiarize examination candidates with the range of subjects covered on the examination, as well as the depth of knowledge required. sample questions are also included to acquaint candidates with the types of multiple-choice questions used on the examination. It is recommended that candidates refer to the content outline as part of their preparation to take the examination. Candidates are responsible for planning their course of study in preparation for the examination.

The Series 6 Examination is designed to assess the competency of entry-level Investment Company and Variable Contracts Products Representatives. It is intended to safeguard the investing public by helping to ensure that Investment Company and Variable Contracts Products Representatives are competent to perform their jobs. Given this purpose, the Series 6 Examination seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of an Investment Company and Variable Contracts Products Representative. For more information about the permissible activities of an Investment Company and Variable Contracts Products Representative.

Job Functions Number of Questions
Function 1 Regulatory fundamentals and business development 22
Function 2 Evaluates customers financial information, identifies investment objectives, provides information on investment products, and makes suitable recommendations 47
Function 3 Opens, maintains, transfers and closes accounts and retains appropriate account records 21
Function 4 Obtains, verifies, and confirms customer purchase and sale instructions 10
Total 100

The Series 6 Content Outline was developed based on the results of a job analysis study of Investment Company and Variable Contracts Products Representatives. The job analysis process included collecting data about the job functions, tasks and required knowledge of Investment Company and Variable Contracts Products Representatives from a wide variety of firms using numerous data collection techniques, including a survey.
To ensure and sustain the job relevance of the examination, under the guidance of FINRA staff, a committee of industry representatives (“the Committee”) writes, reviews and validates all test questions. Test questions are subjected to multiple reviews prior to inclusion on the examination and each question is linked directly to a component of the content outline. Test questions vary in difficulty and complexity. Each question will have only one correct or best answer.
The bank of test questions changes constantly as a result of amendments to, or the introduction of, government and self-regulatory organization (SRO) rules and regulations, changes in industry practice and the introduction of new products. It is the candidates responsibility to keep abreast of such changes when preparing to take the examination. Examination questions and their statistical performance are analyzed routinely by FINRA staff and the Committee to ensure that test questions continue to be relevant to the functions of Investment Company and Variable Contracts Products Representatives. Examination questions are updated when necessary to reflect current industry practices and government and SRO rules and regulations.

The examination is administered via computer. A tutorial on how to take the examination via computer is provided prior to taking the examination. Each candidates examination includes 5 additional, unidentified pretest questions that do not contribute toward the candidate's score. The 5 questions are randomly distributed throughout the examination. Therefore, each candidates examination consists of a total of 105 questions (100 scored and 5 unscored). Each scored test question is worth one point. There is no penalty for guessing. Therefore, candidates should attempt to answer all questions. Candidates will be allowed 135 minutes to complete the examination. Scratch paper and basic electronic calculators will be provided to candidates by the test administrator, and must be returned to the Exam Center administrator at the end of the testing session. Some test questions involve calculations. Only calculators provided by the Exam Center administrators are allowed for use during the examination. Candidates will not be permitted to bring any reference material to their testing session. Severe penalties are imposed on candidates who cheat or attempt to cheat on FINRA-administered examinations.

Following a well-established process known as standard setting, FINRA determines the passing score for the examination based on the judgment of a committee of industry professionals with the designated registration. For the Series 6 exam, the passing score is 70. This passing score reflects the competency needed to hold the designated registration.

All candidate test scores have been placed on a common scale using a statistical adjustment process known as equating. Equating scores to a common scale accounts for the slight variations in difficulty that may exist among the different sets of exam questions that candidates receive. This allows for a fair comparison of scores and ensures that every candidate is held to the same passing standard regardless of which set of exam questions he or she received.

On the day of the test, candidates will receive a report of their test results both on screen and in paper format at the end of their test session. The score report will indicate pass/fail status and a score profile indicating performance based on each major content area covered on the examination. It is recommended that candidates who fail the examination review the information provided on the score report, as they may want to focus on the areas that they performed poorly on when preparing to retake the examination. For security reasons, the examination and individual test questions are not available for review after taking the examination.

FUNCTION 1 – Regulatory fundamentals and business development
1.1: Demonstrates understanding of fundamental regulatory knowledge and provides personal and professional information required to be disclosed to obtain and maintain appropriate registration(s)
Knowledge of:
• General industry regulations, including SEC, SRO, and state requirements
• Registration, qualification, continuing education, and termination of employment of associated persons
• Permitted activities for registered and non-registered associated persons
FINRA By-Laws
Article I – Definitions
Paragraph (rr) – Person Associated with a Member
Article III – Qualifications of Members and Associated Persons
Section 1 – Persons Eligible to Become Members and Associated Person of Members
Section 3 – Ineligibility of Certain Persons for Membership or Association
Section 4 – Definition of Disqualification
Article V – Registered Representatives and Associated Persons
FINRA Rules
1010 – Electronic Filing Requirements for Uniform Forms
1122 – Filing of Misleading Information as to Membership or Registration
1250 – Continuing Education Requirements
2263 – Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4
3110 – Supervision
3270 – Outside Business Activities of an Associated Person
4530 – Reporting Requirements
8312 – FINRA BrokerCheck Disclosure
NASD Rules
IM-1000-2 – Status of Persons Serving in the Armed Forces of the United States
1031 – Registration Requirements
1032(b) – Investment Company and Variable Contracts Products Representative
1060 – Persons Exempt from Registration
1070 – Qualification Examinations and Waiver of Requirements
1080 – Confidentiality of Examinations
3010(e) – Supervision (Qualifications Investigated)
3010(f) – Supervision (Applicants Responsibility)
3040 – Private Securities Transactions of an Associated Person
3050 – Transactions for or by Associated Persons
Securities Exchange Act of 1934
Section 3(a) – Definitions and Application of Title
Section 15 – Registration and Regulation of Brokers and Dealers
Section 15A – Registered Securities Associations
Section 17(f)(2) – Accounts and Records, Reports, Examinations of Exchanges, Members, and Others
Rule 17f-2 – Fingerprinting of Security Industry Personnel
Investment Advisers Act of 1940
Section 201 – Findings
Section 202(a) – Definitions (of investment advisers and persons associated with an investment adviser)
Section 203 – Registration of Investment Advisers
1.2: Solicits business by contacting and building relationships with customers and prospects in person, by telephone, mail or electronic means
Knowledge of:
• Product definitions and classifications
• Required approvals and content standards of public communications: retail communications, institutional communications, correspondence, research reports, telephone solicitations
• Appropriate use of professional designations
• Definition of regulated investment company by the Internal Revenue Code
• “Conduit” or “pipeline” theory, required distribution of income and realized capital gains
• “Do-not-call” lists and other telemarketing requirements
FINRA Rules
2210 – Communications with the Public
2212 – Use of Investment Companies Rankings in Retail Communications
2213 – Requirements for the Use of Bond Mutual Fund Volatility Rating
2214 – Requirements for the Use of Investment Analysis Tools
3160 – Networking Arrangements Between Members and Financial Institutions
3170 – Tape Recording of Registered Persons by Certain Firms
3230 – Telemarketing
4512 – Customer Account Information
5230 – Payments Involving Publications that Influence the Market Price of a Security
NASD Rules
IM-2210-2 – Communications with the Public About Variable Life Insurance and Variable Annuities
Securities Act of 1933
Section 2 – Definitions; Promotion of Efficiency, Competition, and Capital Formation
(definitions of “offer to sell” and “prospectus”)
Section 5 – Prohibitions Relating to Interstate Commerce and the Mails
Section 17 – Fraudulent Interstate Transactions
Rule 134 – Communications Not Deemed a Prospectus
Rule 482 – Advertising by an Investment Company as Satisfying Requirements of Section
10 of Securities Act of 1933
Investment Company Act of 1940
Section 2 – General Definitions
Section 3 – Definition of Investment Company
Section 4 – Classification of Investment Companies
Section 5 – Subclassification of Management Companies
Section 6 – Exemptions
Section 8 – Registration of Investment Companies
Rule 34b-1 – Sales Literature Deemed to Be Misleading
1.3: Discusses the products and services offered with customers and prospects and distributes
offering and disclosure documents
Knowledge of:
• Content and delivery of prospectuses, Statement of Additional Information (SAI), and other offering
documents
• Networking arrangements
• Regulations related to marketing/prospecting
• Initial privacy disclosures to customers (e.g., definitions, privacy and opt-out notices, disclosure
limitations, exceptions)
FINRA Rules
2020 – Use of Manipulative, Deceptive, or other Fraudulent Devices
2266 – SIPC Information
NASD Rule
2420 – Dealing with Non-Members
Securities Exchange Act of 1934
Section 3(a)(4)(B) – Definitions and Application, Broker (Exception for Certain Bank
Activities)
Section 10 – Manipulative and Deceptive Devices
Rule 10b-3 – Employment of Manipulative and Deceptive Devices by Brokers or Dealers
Securities Act of 1933
Section 10 – Information Required in Prospectus
Section 23 – Unlawful Representations
Regulation D – Rules Governing the Limited Offer and Sale of Securities Without
Registration Under the Securities Act of 1933
Rule 431 – Summary Prospectuses
Rule 498 – Summary Prospectuses for Open-End Management Investment Companies
Rule 501 – Definitions and Terms Used in Regulation D
Rule 506 – Exemption for Limited Offers and Sales Without Regard to Dollar Amount of
Offering
Investment Company Act of 1940
Section 35 – Unlawful Representations and Names
Rule 35d-1– Investment Company Names
1.4: Conducts seminars and holds other public forums with customers and prospects, and
obtains appropriate approvals
Knowledge of:
• Definitions of retail communications, institutional communications and correspondence, including
categorization of public appearances, seminars and related sales literature and advertising
• Regulations regarding communications with the public
• Standards and approval of communications
FINRA Rules
2210 – Communications with the Public
NASD Rule
IM-2210-2 – Communications with the Public About Variable Life Insurance and Variable
Annuities
Securities Act of 1933
Section 12 – Civil Liabilities Arising in Connection with Prospectuses and Communications
Rule 135a – Generic Advertising
Rule 135b – Materials Not Deemed an Offer to Sell or Offer to Buy Nor a Prospectus
Rule 156 – Investment Company Sales Literature
Rule 482 – Advertising by an Investment Company as Satisfying Requirements of Section
10 of Securities Act of 1933
Investment Company Act of 1940
Section 30(b) – Periodic and Other Reports; Reports of Affiliated Persons
Rule 34b-1 – Sales Literature Deemed to be Misleading

FUNCTION 2 – Evaluates customers financial information, identifies
investment objectives, provides information on investment products, and
makes suitable recommendations
2.1: Gathers customers financial and non-financial information to identify, analyze, and assess
risk tolerance, investment experience and sophistication level
Knowledge of:
• Essential facts regarding customers and customer relationships
• Financial and personal profile of a customer (e.g., age, other investments, financial situation and
needs, tax status, investment objectives, investment experience, investment time horizon, liquidity
needs, risk tolerance)
• Reasonable-basis suitability, customer-specific suitability and quantitative suitability
• Investment strategies and recommendations to hold
FINRA Rules
2010 – Standards of Commercial Honor and Principles of Trade
2090 – Know Your Customer
2111 – Suitability
2111.03 – Recommended Strategies
2111.05 – Components of Suitability Obligations
2.2: Makes suitable investment recommendations based on customers current investment profile,
including financial status, tax status, and investment objectives and explains to customers
how recommended products are structured and priced and the risks associated with the
underlying investments
Knowledge of:
• Investment profile and strategies
• Types of investment returns (e.g., dividends, capital gains, return of capital)
• Securities markets (e.g., exchange markets, over-the-counter (OTC)/negotiated market, new issue
market (e.g., primary offering, role of investment banker))
• Fair dealings with customers and appropriate business conduct (e.g., application, definitions, sales
charges, withhold orders, refund of sales charges, dealer concessions, member compensation,
execution of portfolio transactions, breakpoint sales)
• FINRAs cash and non-cash compensation regulations (e.g., gifts and business entertainment
limits)
• Insider trading and prohibited activities (e.g., churning, front running, switching, commingling,
unauthorized trading, guarantees against losses, selling away)
• Capitalization, pricing, secondary market trading, and redeemability
• Types of underlying securities
° Equity securities: Definitions and features of common stock, preferred stock and other
types of equity securities (e.g., ADRs, rights, and warrants)
° Debt securities: Definitions and features of corporate bonds and other debt securities
(e.g., zero coupon bond, convertible bond, mortgage-backed securities (pass through),
collateralized mortgage obligations (CMOs), asset-backed securities (ABS))
° Options: definition and features
° U.S. Treasury securities (e.g., Treasury bills, notes, and bonds, Separate Trading of
Registered Interest and Principal Securities (STRIPS), and Treasury Inflation
Protection Securities (TIPS))
° U.S. government agencies securities (e.g., Government National Mortgage
Association (GNMA) securities, Federal National Mortgage Association (FNMA)
securities, Federal Home Loan Mortgage Corporation (FHLMC) securities) issuing
agencies and their purposes, risks, payment of interest and principal
° Municipal bonds (General Obligation (GO) bonds, Revenue bonds)
° Other types of debt securities and money market instruments, including but not limited
to: corporate commercial paper, brokered certificates of deposit (CDs) and bankers
acceptances
• Other investment types, including but not limited to: Exchange Traded Funds (ETFs) and hedge
funds
• Variable annuities, deferred variable annuities and variable life (fees and charges, premiums,
riders, investment options, death benefits and payout options)
• Tax considerations
° Mutual fund investor activities, reporting dividend and capital gains distributions to IRS
and state tax agency, tax treatment of securities transactions and realized/unrealized
net capital gains/losses, exchanges as taxable event, shareholders tax basis (e.g.,
offering price, exchange of securities, gift of securities, inheritance of securities,
reinvested dividends and capital gains distributions)
° Determining holding period of securities (e.g., trade date, acquisition, redemption,
wash sale rule)
° Tax treatment of variable annuity contracts (e.g., accumulation period, annuitization
period, 72(t) taxation of annuity payments, withdrawals and surrenders, death benefits,
1035 exchanges)
° Tax treatment of variable life insurance to the policyholder (e.g., during the life of the
policy, upon the death of the insured, upon full or partial surrender of the policy, 1035
exchanges, modified endowment contract (MEC))
FINRA Rules
2000 Series – Duties and Conflicts
2060 – Use of Information Obtained in Fiduciary Capacity
2111 - Suitability
2150 – Improper Use of Customers Securities or Funds; Prohibition Against Guarantees
and Sharing in Accounts
2320 – Variable Contracts of an Insurance Company
2330 – Members Responsibilities Regarding Deferred Variable Annuities
2342 – “Breakpoint” Sales
3220 – Influencing or Rewarding Employees of Others
3240 – Borrowing From or Lending to Customers
NASD Rules
IM-2420-1 — Transactions Between Members and Non-Members
IM-2420-2 — Continuing Commissions Policy
1060(b) – Persons Exempt from Registration
2830 – Investment Company Securities
MSRB Rule
G-19 – Suitability of Recommendations and Transactions; Discretionary Accounts
Securities Exchange Act of 1934
Section 3(a) – Definitions and Application (Definitions of broker, dealer, security,
investment contract)
Section 20A – Liability to Contemporaneous Traders for Insider Trading
Section 21A – Civil Penalties for Insider Trading
Rule 10b-5 – Employment of Manipulative and Deceptive Devices
Securities Act of 1933
Section 2 – Definitions; Promotion of Efficiency, Competition, and Capital Formation
(Definitions of issuer and underwriter)
Investment Company Act of 1940
Section 8(b) — Registration of Investment Companies
Section 11 — Offers of Exchange
Section 12 — Functions and Activities of Investment Companies
Rule 12b-1 — Distribution of Shares by Registered Open-End Management Investment
Company
Section 13 — Changes in Investment Policy
Section 19 — Payments or Distributions
Rule 19a-1 — Written Statement to Accompany Dividend Payments by Management
Companies
Rule 19b-1 — Frequency of Distribution of Capital Gains
Section 22 — Distribution, Redemption, and Repurchase of Redeemable Securities
Rule 22c-1 — Pricing of Redeemable Securities For Distribution, Redemption and
Repurchase
Rule 22d-1 — Exemption From Section 22(d) to Permit Sales of Redeemable Securities at
Prices Which Reflect Sales Loads Set Pursuant to a Schedule
Rule 22d-2 — Exemption From Section 22(d) for Certain Registered Separate Accounts
Rule 22e-1 — Exemption From Section 22(e) During Annuity Payment Period of Variable
Annuity Contracts Participating in Certain Registered Separate Accounts
Section 23 — Distribution and Repurchase of Securities: Closed-End Companies
Section 35 — Unlawful Representations and Names
Section 37 — Larceny and Embezzlement
Insider Trading and Securities Fraud Enforcement Act of 1988
Section 3 - Civil Penalties of Controlling Persons for Illegal Insider Trading by Controlled
Persons
Section 4 - Increases in Criminal Penalties
2.3: Provides appropriate disclosures concerning products, risks, services, costs, fees, current
quotes and explains pricing method
Knowledge of:
• Definitions, characteristics, and concepts of products, types of accounts, and plans
• Price and yield terms (e.g., bid, ask, NAV, premium, par)
• Tax treatment, contributions, accumulation, withdrawals, account ownership, beneficiaries,
benefits, required minimum distributions (RMD), and rollovers and transfers
• Retirement and tax advantaged plans
° Types of individual retirement accounts (e.g., IRAs: traditional, Roth and SEP)
° Employer-sponsored retirement plans (e.g., Simplified Employee Pension Plan (SEP),
Savings Incentive Match Plans for Employees (SIMPLE), IRA and 401(k), 403(b) and
403(b)(7); 501(c)(3), and 457 plans, Employee Retirement Income Security Act
(ERISA)
° Non-qualified deferred compensation
° Education plans (e.g., 529 College Savings Plans, Coverdell Education Savings Plan)
• Open-end investment company
° Fund shares, important factors in comparison of funds, structure and operation (e.g.,
functions of the board of directors, investor advisor, underwriter/distributor, custodian,
and transfer agent), rights of shareholders, exchange privileges within families of
funds, automatic reinvestment of dividend income and capital gains distributions,
systematic purchase and withdrawal plans, performance, dollar cost averaging (DCA)
• Mutual fund
° Types of portfolios and funds (e.g., money market, fixed income, equity, specialized)
° NAV per share, offering price, ex-dividend, share class, SEC Rule 12b-1 distribution
plans, letter of intent, rights of accumulation,
° Fees, charges, and expenses including no load, load (e.g., front-end, back-end),
management fees, 12b-1 fees, administrative expenses, redemption fee, reduced
sales charges/quantity discounts, and breakpoints
• Variable annuity and variable life insurance
° Insurance company separate accounts/general accounts (Exempt under 3a-8 of the
Securities Act of 1933, Investment Company Act of 1940 Section 2(a)(37))
° Valuation of variable annuity contracts (accumulation units, annuitization units,
assumed interest rate (AIR), relationship between AIR and real rate of return)
° Variable life insurance (fixed and flexible premium types)
° Fees, charges, and expenses including management fees, 12b-1 fees, mortality and
expense charges, administrative expenses, payout or withdrawal plans, conversion
privilege, restrictions, contingent deferred sales charge, and reduced sales
charges/quantity discounts
• Unit Investment Trust (UIT)
• Closed-end fund
° Capitalization, pricing, distribution, redemption restrictions
FINRA Rules
2330 – Members Responsibilities Regarding Deferred Variable Annuities
2330(b) – Recommendation Requirements
2330(e) – Training
Securities Act of 1933
Section 3a-8 – Classes of Securities under this Title
Investment Company Act of 1940
Section 2(a)(37) – General Definitions
Rule 12b-1 – Distribution of Shares by Registered Open-End Management Investment
Company
2.4: Provides explanations to customers regarding how economic events and investment risk
factors may impact investments
Knowledge of:
• Investment risk factors (e.g., call, capital, credit, currency, inflationary, interest rate, liquidity,
market (systematic, non-systematic), social and political, pre-payment, reinvestment, timing)
• Concept of risk/reward and the effects of diversification
• Types of investment strategies
• Sources of market and investment information (e.g., news outlets, internet, rating agencies,
research reports) and economic factors (e.g., inflation, deflation, monetary policy, economic policy)
• The role of the Federal Reserve Board
• Changing interest rates and the effect on money supply, fiscal policy, federal taxation and spending
• International economic factors (e.g., currency exchange rates, balance of trade, gross domestic
product (GDP))

FUNCTION 3 – Opens, maintains, transfers and closes accounts and
retains appropriate account records
3.1: Provides information and disclosures to customers regarding various account types,
characteristics, and restrictions
Knowledge of:
• Account registration types (e.g., individual, JTWROS, UGMA)
• Distribution elections (e.g., cash, reinvestment)
3.2: Obtains and updates customer information and documentation necessary to open, maintain,
and close the account
Knowledge of:
• Customer screening (e.g., Customer Identification Program (CIP), determining whether a customer
is an associated person of another broker-dealer)
• Account authorizations and legal documents (e.g., power of attorney, authorized account user,
discretionary accounts, Transfer on Death (TOD), beneficiary forms)
• Recordkeeping (e.g., retention of customer and firm-related records)
• Customer account record maintenance (e.g., update personal information, holding of customer
mail, sending required SEC Rule 17a-3 notifications)
• Transferring customer accounts between broker-dealers (e.g., Automated Customer Account
Transfer Service (ACATS))
• Account registration changes and internal transfers (e.g., TOD, divorce)
• Delivery of annual reports and notices of corporate actions (e.g., proxy statements)
FINRA Rules
2090 – Know Your Customer
2251 – Forwarding of Proxy and Other Issuer-Related Materials
2267 – Investor Education and Protection
3150 – Holding of Customer Mail
3250 – Designation of Accounts
4510 Series – Books and Records Requirements
11870 – Customer Account Transfer Contracts
NASD Rules
2510 – Discretionary Accounts
Securities Exchange Act of 1934
Rule 17a-3 – Records to Be Made by Certain Exchange Members, Brokers and Dealers
Rule 17a-3(a)(9) – Customer Account Information
Rule 17a-3(a)(17) – Customer Account Records and Updates
Rule 17a-4 – Records to Be Preserved by Certain Exchange Members, Brokers and
Dealers
Rule 17a-4(b)(6) – Records relating to discretionary authority
Rule 17a-8 – Financial Recordkeeping and Reporting of Currency and Foreign
Transactions
Regulation S-P – Privacy of Customer Financial Information and Safeguarding Personal
Information
USA PATRIOT Act
Section 326 – Customer Identification Programs
3.3: Identifies and responds appropriately to suspicious customer account activity for the life of
an account
Knowledge of:
• Anti-Money Laundering (AML) compliance procedures, program, and reporting (e.g., Bank Secrecy
Act (BSA), Office of Foreign Asset Control (OFAC) Specially Designated Nationals (SDN) list,
Currency Transactions Reports (CTRs), Customer Identification Program (CIP), Suspicious Activity
Reports (SARs))
• Circumstances for notifying FinCEN or refusing or restricting activity in an account and/or closing
accounts
FINRA Rule
3310 – Anti-Money Laundering Compliance Program
USA PATRIOT Act
Section 314 – Cooperative Efforts to Deter Money Laundering
Section 352 – Anti-Money Laundering Programs

FUNCTION 4 – Obtains, verifies, and confirms customer purchase and sale
instructions
4.1: Verifies, enters and monitors orders in accordance with customers instructions and
regulatory requirements and reports trade executions to customers
Knowledge of:
• Cash accounts (e.g., prompt payment for securities purchased, extension of time, frozen accounts)
• Market terms (e.g., trade date, settlement date, ex-dividend date)
• Delivery requirements and settlement of transactions
• Trade execution activities (e.g., market timing, late trading, prompt payment for securities
purchased, extension of time, frozen accounts, prohibition on arranging loans for others)
• Information required on an order ticket
• Sharing of referral fees and commissions
• Confirmations and account statements
FINRA Rules
2232 – Customer Confirmations
4510 – Books and Records Requirements
4514 – Authorization Records for Negotiable Instruments Drawn From a Customers
Account
4515 – Approval and Documentation of Changes in Account Name or Designation
5310 – Best Execution and Interpositioning
11860 – COD Orders
NASD Rules
2340 – Customer Account Statements
Securities Exchange Act of 1934
Section 17 – Accounts and Records, Reports, Examinations of Exchanges, Members, and
Others
Rule 10b-10 — Confirmation of Transactions
Rule 17a-3(a)(6) and (a)(7) – Order Tickets and Memoranda of Purchases and Sales
Rule 17a-3(a)(19) – Records to Be Made by Certain Exchange Members, Brokers and
Dealers
Federal Reserve Board
Regulation T – Credit by Brokers and Dealers
4.2: Informs the appropriate supervisor and assists in the resolution of trade discrepancies,
possible errors, disputes, and complaints
Knowledge of:
• Customer complaint procedures
• Arbitration procedures
Investigations and sanctions
FINRA Rules
2080 – Obtaining an Order of Expungement of Customer Dispute Information from the
Central Registration Depository (CRD) System
3110 – Supervision
4513 – Records of Written Customer Complaints
4530 – Reporting Requirements
8000 Series – Investigations and Sanctions
9000 Series – Code of Procedure
12000 Series – Code of Arbitration Procedure for Customer Disputes
13000 Series – Code of Arbitration Procedure for Industry Disputes
14000 Series – Mediation Ground Rules

NASD Series 6
Business-Tests Series exam
Killexams : Business-Tests Series exam - BingNews https://killexams.com/pass4sure/exam-detail/Series6 Search results Killexams : Business-Tests Series exam - BingNews https://killexams.com/pass4sure/exam-detail/Series6 https://killexams.com/exam_list/Business-Tests Killexams : KPMG’s UK business fined over widespread exam cheating scandal

The USA’s accounting watchdog has fined KPMG $7.7m (£6.3m) and sanctioned four of its auditors over a series of international offences, including its failure to properly deal with a widespread UK cheating scandal.

The watchdog claimed hundreds of KPMG’s UK staff cheated on exams, including the tests auditors are required to pass to maintain their professional certifications.

The US Public Company Accounting Oversight Board (PCAOB) fined KPMG $2m over claims the firm’s UK business failed to detect or prevent the widespread sharing of answers from 2018 to 2021.

The Big Four firm’s UK business was hit with another $600,000 fine over claims it failed to properly supervise its unregulated Romanian affiliate in its work on four separate audits.

The regulator said the unregistered Romanian arm carried out 74 per cent of all work on the audits, as it claimed KPMG falsely stated that an entirely separate PCAOB-registered business had instead carried out the audit work.

KPMG’s UK chief executive Jon Holt said the Big Four firm has “since put additional monitoring measures in place” to prevent answer sharing from happening again.

“I am determined that we work to the highest ethical standards for our clients and the communities we serve,” Holt said.

KPMG’s UK head of audit Cath Burnet said the firm has also “reviewed the way we work with other firms” in its network to prevent any repeats of the Romanian audit scandal.  

Alongside the UK charges, the US watchdog also fined KPMG a further $4m over claims its Colombian business altered audit documents ahead of two separate PCAOB inspections and also failed to prevent exam cheating.

The scandal saw three of KPMG’s Colombian staff permanently banned from working in accounting firms and fined sums of $25,000 each.

KPMG was also hit with another $1m fine over claims a partner in its Indian business signed off dozens of blank audit papers before they were even filled out, meaning he failed to check whether they had been completed properly.

The watchdog also hit the partner responsible, Sagar Lakhani, with a $75,000 fine and a one-year ban, as it ruled he had failed to properly supervise his team members.

“These actions should send the message to KPMG and all other registered firms that the PCAOB is committed to rooting out misconduct wherever it occurs and will employ all sanctions at its disposal to protect investors and Boost audit quality,” PCAOB chair Erica Williams said.

The fines come as the Big Four accounting firms have faced a series of fines from watchdogs worldwide over various exam cheating scandals.

In June, the US Securities and Exchanges Commission (SEC) fined Ernst & Young (EY) a record $100m over claims its auditors cheated on ethics exams.

PwC in February was also fined a combined sum of £670,000 by US and Canadian regulators over a cheating scandal, after KPMG was fined $50m last year by the SEC for similar offences.    

Wed, 07 Dec 2022 17:11:00 -0600 Louis Goss en-GB text/html https://www.cityam.com/kpmgs-uk-business-fined-over-widespread-exam-cheating-scandal/
Killexams : Pakistan v England Test series analysis and betting pointers

Ahead of England's Test series in Pakistan, Richard Mann reflects on last summer and ponders what betting lessons can be gleaned for this tour.


Improved England Test match bankers?

England began last summer with much to prove and many questions to answer, but ended it with six wins from seven Tests, series victories over New Zealand and South Africa, and a captain and coach combination that could yet take them to the top of the world rankings.

It was a remarkable turnaround. Many of the summer's stars are the same players who struggled so badly in the latter stages of Joe Root’s captaincy, as he battled with the impossible job of holding the fort through a pandemic in which England’s cricketers undoubtably suffered more than their international counterparts.

With the world getting back to normal, crowds having returned and bio-secure bubbles seemingly a thing of the past, England’s players have thrived under the new, empowering leadership team of Ben Stokes and Brendon McCullum.

And that confidence has been mirrored in the betting, with England hovering around the even-money mark in the build-up to the final Test of last summer against South Africa at the Oval, just as they were when taking on India in their rearranged Test at Edgbaston in July.

Much of that confidence came off the back of the three stunning run chases England produced in their series whitewash over New Zealand and, on results alone, it’s hard to argue with England being chalked up as strong favourites in the near future – though in Pakistan conditions will be much different.

England displayed some frailties in the summer, too, and the Stokes/McCullum ride is very much a rollercoaster experience.

It’s worth remembering that they were a long way behind in all three Tests against New Zealand before turning those matches, and the odds, upside down, while things weren’t looking too rosy when Rishabh Pant and Ravi Jadeja took them to the sword in the first innings against India at Edgbaston.

Even in the series win over South Africa, the three one-sided Tests – two won by England and one by the tourists – saw plenty of ups and downs for Stokes’ men, along with notable market fluctuations. England were matched at 3.95 when South Africa were going well in their second innings, before the hosts eventually went on to seal a facile nine-wicket victory.

England had only managed 158 in their first innings of that match, and only 165 and 149 at Lord’s when conditions were tricky for batting in the series opener.

As such, while betting England at home proved profitable business in the summer, something which might well continue, the way this side plays its cricket suggests those willing to chance their arm at big prices in-running might enjoy even greater rewards.

I do think conditions are crucial to this team, too. The bowling is very solid, and if and when the likes of Jofra Archer and Mark Wood return to provide some genuine pace, the depth and variety in the fast-bowling department will match any side in the world. The need for a world-class spinner remains, but there's variety among the quicks.

The batting is more interesting. When the going has been good, like at Trent Bridge and Headingley, England’s aggressive batting line-up was unstoppable. When the clouds rolled in for three of their four innings at Lord’s this year, and the ball swung, they were found wanting and collapsed badly.

When conditions allow, England’s batting should continue to be very, very good. When the going is tough, it might make for grim viewing.

England begin a three-match Test series with Pakistan this week, and we should learn more in the coming weeks, but Australia pulled off a brilliant series win on these shores only a few months ago and, surprisingly, it was with pace and reverse swing that they prospered, less so spin.

With the likes of Naseem Shah and Haris Rauf in the home attack, reverse swing should provide England with a stern examination, much the way conventional swing did against New Zealand at Lord’s, so don’t be surprised if wickets fall in clusters and we see the odd low score – particularly in the second innings when conditions start to deteriorate.

That’s what makes this current England side so interesting and such a dilemma when it comes to playing the outright match market.

Where is the top batsman value?

As I argued all summer, the value in the top batsman markets was with the middle and lower order.

New Zealand’s Daryl Mitchell made three centuries in as many Tests from number five, while Jonny Bairstow made four in four Tests before tailing off against South Africa and then missing the Oval due to injury.

Joe Root’s summer went the same way, but he top-scored for England four times in seven Tests, (first and second innings included), Bairstow thrice, while there were wins for Ben Foakes and a two-way dead-heat success for Stuart Broad.

England’s middle order has been its strength for a long time, and its drop in productivity from five down was a big reason the side struggled at the end of Root’s era.

The return to form of Bairstow was a big plus, while Stokes insisting Root stays at number four is another, and when next summer comes around, I’ll want to be with the middle order again, given how challenging it is facing the new Dukes ball in England.

But what about in Pakistan? In that aforementioned home series against Australia, it was actually the top order who dominated, making best use of some flat pitches before reverse swing and spin became a factor later in the piece.

Openers Usman Khawaja and Abdullah Shafique were the top two runscorers in that series, making three centuries and three fifties between them, and coming into the series in fine form, middle-order rocks Travis Head and Fawad Alam made little impact.

PAKISTAN V ENGLAND SERIES PREVIEW

That suggests we might have to change our approach to betting England’s batsmen in Pakistan, and don’t overlook Zak Crawley who came through a testing home summer with an impressive 69 not out at the Oval, giving him two wins in the top England batsman market across the seven Tests.

Crawley has had little respect from the layers all year, but it has been sideways movement that has caused him problems, and he might just have the game to prosper when getting first crack on wickets that are generally good for batting early in the match.

His struggles India in early 2021 might put people off, but I don’t think he has as much worry about on that score as Ollie Pope, the latter appearing to have no plan against first Ravi Ashwin and then Nathan Lyon in the Ashes.

Root is an excellent player of spin, but his price is rarely big enough to warrant a bet, while reverse swing promises to prove a big test for others in the England line-up. Crawley's strong leg-side game should help him in that regard.

As such, the Kent man could represent the value.

Muddied waters in top bowler market

The top England bowler market is hard to get a handle on, particularly with attentions now turning to Pakistan.

James Anderson and Stuart Broad once again confirmed last summer that they remain potent forces despite their advancing years, with Anderson finishing the summer with 27 wickets at an average of 17.66, Broad 29 at 27.17.

After a slower start, Broad claimed three two-way ties in the top first innings England bowler market to underline the point that even when he isn’t at the top of his game, he will always take wickets.

However, in claiming 12 wickets in only two matches, twice winning the top England bowler market, Ollie Robinson returned with a bang, and he might well be the man to back going forward particularly if the market continues to favour Anderson. Broad misses this series having welcomed his first child in accurate days.

Pakistan will provide a different challenge for Robinson, and we’ve yet to really see him bowling reverse swing, something Anderson appeared to have mastered when outstanding in India and Sri Lanka the winter before last.

Wood’s extra pace and low trajectory will be very handy in Pakistan, but he missed the T20 World Cup final because of injury and remains under a cloud, while Jack Leach has questions to answer given he will start the series as England’s number one spinner despite only picking up two wickets in three Tests against South Africa.

Plenty will be expected of Leach, by his captain and traders alike, but aside from his Man of the Match display at Headingley, he made little impact in what was a particularly dry spell in England, and it’s worth noting that Stokes, with one outright win and two two-way ties, claimed more wickets than Leach last summer.

Stokes is an excellent exponent of reverse swing and is set to play as the third seamer in England's starting XI, meaning the big prices usually on offer about him in this market might be worth taking.



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Tue, 29 Nov 2022 21:07:00 -0600 en-GB text/html https://www.sportinglife.com/cricket/news/pakistan-v-england-test-series-analysis-and-betting-pointers/203562
Killexams : England arrives in Islamabad for first test series in Pakistan since 2005

England's team arrived in Islamabad early Sunday to play its first test series in Pakistan since 2005.

Led by Ben Stokes, England will kick off the tour in Rawalpindi -- an adjacent city to Islamabad -- which hosts the first test from next Thursday.

The second test will be played at Multan from Dec. 9-13 before England round off the tour with the final test at Karachi from Dec. 17-21.

England had played a seven-match T20 series in Pakistan prior to the T20 World Cup in Australia where it went on to beat Pakistan in the final.

England was due to tour Pakistan last year before the T20 World Cup in the United Arab Emirates but abandoned the tour due to security concerns after New Zealand had aborted its tour to Pakistan just minutes before the toss in the first ODI at Rawalpindi.

There were some concerns over England's test tour to Pakistan after former Pakistan Prime Minister Imran Khan was wounded in Wazirabad, a district in eastern Punjab province, during his protest against the sitting government.

"It's been a long time since England have played test in Pakistan," Stokes had said in Abu Dhabi last Friday where the team trained for a week before flying out to Pakistan.

"With what happened with Imran Khan recently, there was a little bit of concern, but we have Reg Dickason, who has been the security man for many years with England, and we left it in his capable hands."

Last Monday Khan had met with the Pakistan Board chairman Ramiz Raja and British High Commissioner in Lahore and assured the officials that his protest against the government will not disturb England cricket team's tour to Pakistan.

Pakistan had hosted England twice in a test series at UAE over the last 17 years with foreign teams reluctant to travel to Pakistan after the Sri Lanka cricket team was attacked in Lahore in 2009.

However, since 2015 Pakistan has started regaining the confidence of foreign countries that it could organize international games at home and have hosted almost all the major cricketing nations, including South Africa and Australia.

The three-test series will be part of World Test Championship where Pakistan is sitting in fifth place while England is seventh. Pakistan needs to win the three-test series to keep its hopes alive for next year's final.

Pakistan will be without its key fast bowler Shaheen Afridi, who has been ruled out of the series due to knee injury. The home team has also dropped middle-order batter Fawad Alam and ace leg-spinner Yasir Shah due to poor form.

Uncapped fast bowlers Haris Rauf and Mohammad Ali have been called up to the squad along with mystery spinner Abrar Ahmed, who is expected to make his debut during the series.

England also has injury concerns ahead of the first test with fast bowler Mark Wood in doubt due to a hip injury. Stuart Broad has been given paternity leave from the tour as England will be banking on its experienced fast bowler James Anderson to trouble Pakistan batters.

England has included 18-year-old Leicestershire allrounder Rehan Ahmed in the squad after originally drafting him as a net bowler for the tour.

Squad: Ben Stokes (capt), Harry Brook, Joe Root, Zak Crawley, Ollie Pope, Ben Duckett, Liam Livingstone, Ben Foakes, Will Jacks, Keaton Jennings, Jack Leach, James Anderson, Jamie Overton, Ollie Robinson, Mark Wood, Rehan Ahmed.

(Only the headline and picture of this report may have been reworked by the Business Standard staff; the rest of the content is auto-generated from a syndicated feed.)

Sat, 26 Nov 2022 21:00:00 -0600 en text/html https://www.business-standard.com/article/sports/england-arrives-in-islamabad-for-first-test-series-in-pakistan-since-2005-122112700384_1.html
Killexams : Nagpur to host India’s Test series opener v Australia on Feb 9 No result found, try new keyword!India’s four-test home series against Australia will begin in Nagpur on Feb. 9 next year, the Indian cricket board said on Thursday. Delhi, Dharamsala and Ahmedabad will host the other matches of the ... Wed, 07 Dec 2022 18:42:00 -0600 text/html https://www.brecorder.com/news/40213316/nagpur-to-host-indias-test-series-opener-v-australia-on-feb-9 Killexams : England’s Test series in Pakistan is about more than just cricket

England Test cricket captain Ben Stokes
Ben Stokes will lead England in a historic cricket series against Pakistan tomorrow. (Photo by Matthew Lewis/Getty Images)

When the opening batsman faces the first ball of tomorrow’s Test series between Pakistan and England in Rawalpindi on the outskirts of Islamabad, it will represent far more than just another five-day cricket match.

Pakistani cricket has long been dogged by the shadow of security fears, but that has faded of late and the proud nation will host England, a side so many locals have been looking forward to witnessing in their stadia. 

Here are the main talking points ahead of this hugely significant Test series.

Cricket symbolism

England haven’t toured Pakistan for a Test series since 2005 – when the likes of Michael Vaughan, Paul Collingwood, Kevin Pietersen and Andrew Flintoff were gracing the creases under Duncan Fletcher – and it was way over a decade between their last last tour in the country and autumn’s Twenty20 series.

This, then, represents a symbolic return for England to the cricket-mad nation and a move towards more regular Test series in Pakistan.

The Shaheens have hosted Australia, Bangladesh, Zimbabwe and the West Indies in the last two years but England represent a different beast: a team who will go after Pakistan – and the host nation will enjoy going after England, too.

History suggests that the Test series may be a bit of a dud. England have toured Pakistan multiple times since the 1950s and have drawn 18 of the 24 matches, winning two to the host nation’s four.

So although the statistics indicate that the sides could be in for a lacklustre series, everybody is hoping it will be anything but.

The Pakistani fans have made their welcome to the travelling nation known and there’s almost a feeling of the cricket being the winner despite any result, though everybody knows that’s not the case when push comes to shove.

Swat it long

The bright new era of Test cricket in England has seen a side under Ben Stokes and coach Brendon McCullum fight to score off every ball. 

It hasn’t been perfect but, on the whole, it has produced good results. England have beaten South Africa, New Zealand and India this year but have done so on home soil. How they cope away from hope on the pitches of Pakistan will be a new challenge. 

“It’s a completely different team we’re playing against, in completely different conditions. It’s about adapting when we get out there,” bowler James Anderson said yesterday.

“We don’t know how it’s going to play. Traditionally it is flat [the wicket]. We’ll come out and try to win the game. We might have to be creative in how we do that.”

Down and out

England, for all of their depth and prowess, will be without both Stuart Broad and Mark Wood for the opening Test tomorrow.

Broad remained in the United Kingdom to ensure he was present for the early months of his child’s life, who was born last week.

Wood is with the cricket squad in Pakistan but misses the opening five-day match due to an ongoing hip injury.

The duo are key to England’s bowling attack but that won’t stop the touring side going after the Pakistani batting line up.

“With the ball we’re trying to take wickets,” paceman Anderson added. “The captain and coach have made that quite clear – every time you run in to bowl it’s about taking wickets. It’s not about controlling the run-rate, it’s about how we’re going to get 20 wickets.”

A foreign tour is a mindset shift for England but they’re unbeaten in Test series this summer and will want to see themselves thrive against tough opposition in some of the harshest cricketing conditions on the planet.

Tue, 29 Nov 2022 17:02:00 -0600 Matt Hardy en-GB text/html https://www.cityam.com/englands-test-series-in-pakistan-is-about-more-than-just-cricket/
Killexams : ICAI CA December 2022 Foundation exam Mock Test From November 28; Registration Underway
ICAI CA December 2022 Foundation exam Mock Test From November 28; Registration Underway

ICAI CA Foundation exam mock test

New Delhi:

The Institute of Chartered Accountants of India (ICAI) which is set to hold the CA December 2022 exams on December 14, 16, 18 and 20 will conduct the second series of mock tests from November 28. Candidates appearing in the December CA exams can register for the mock tests at icai.org. The ICAI CA mock test will be held in physical and virtual modes. For students appearing in physical mode will have to contact their respective regional councils and respective branches.

Recommended: get Free Important E-Books Releated to ICAI exam Preparation. Click Here

The ICAI CA mock test for December Foundation will begin on November 28, 2022 and will continue till December 1, 2022. The CA December Foundation exam timings for the mock test series 2 have been scheduled to be conducted between 2 pm and 5 pm and 2 pm and 4 pm on November 28 - 29 and November 30 and December 1 respectively.

November 28

2 PM to 5 PM

Paper-1: Principles and Practice of Accounting

November 29

Paper-2: Business Laws and Business Correspondence and Reporting

November 30

2 PM – 4 PM

Paper-3: Business Mathematics and Logical Reasoning & Statistics

December 1

Paper-4: Business Economics and Business and Commercial

Link for registration in Student Activities Portal: bosactivities.icai.org

List of Regional Councils/Branch Offices of ICAI: drive.google.com/file/d/1f8EZj-p_kM94JpEd4TjfOqyM7CzvCX8z/view?usp=share_link

Question papers for each subject of the CA Foundation mock test, ICAI said, will be uploaded at BoS Knowledge Portal on the icai.org as per schedule by 1:30 pm every day during this period. Students are advised to get and attempt MTPs in the stipulated time limit. Answer keys to the papers will be uploaded within 48 hours from the date and time of the start of the respective paper, as per schedule through which students can assess their performances.

Sun, 27 Nov 2022 10:00:00 -0600 en text/html https://www.ndtv.com/education/icai-ca-december-2022-foundation-exam-mock-test-from-november-28-registration-underway
Killexams : Jeannie Mai Jenkins Reflects on 'America's Test Kitchen' Hosting Gig: 'Food Is a Great Connector'

Jeannie Mai Jenkins America’s Test Kitchen: The Next Generation

Patrick Daly/Amazon Freevee

Jeannie Mai Jenkins has always had an affinity for cooking — and now she has an outlet to express that love.

The former The Real co-host appeared on Monday's episode of the PEOPLE Every Day Podcast and opened up to host Janine Rubenstein about enjoying time in the kitchen and her new gig as host of America's Test Kitchen: The Next Generation.

"I have always loved to cook," she said in the podcast. "It's been something I've never actually been able to share because I never thought I was a good enough cook to even talk about it."

For Mai Jenkins, hosting the 10-episode series is changing that.

"When I heard about this show, that America's Test Kitchen scoured America for people at home in a basic kitchen with a basic budget, who just love to cook, I was like, 'Wait, that's me!'" she said.

Premiering on Amazon Freevee on Dec. 9, the series follows 11 home chefs from around the nation, who will compete in various challenges. At the judges panel are ATK veterans, including Dan Souza, Elle Simone Scott, Jack Bishop and Julia Collin Davison. The best part? The winner will "become the newest face" of long-running America's Test Kitchen, get the chance to pen their own cookbook and win $100,000 to fund their own culinary business.

Jeannie Mai Jenkins America’s Test Kitchen: The Next Generation

Patrick Daly/Amazon Freevee

Mai Jenkins says watching the contestants hone their craft was the most rewarding part of the hosting gig.

"I really love that food was such a great connector of all of us," she said of meeting so many home chefs and tasting their creations. "If we just love to eat, then we can all join the table."

RELATED: Jeannie Mai Jenkins Is Proud to Show Daughter Monaco 'What It Looks Like to Have a Working Mom'

Jeannie Mai Jenkins America’s Test Kitchen: The Next Generation

Patrick Daly/Amazon Freevee

The Emmy Award-winning host revealed some of the craziest things she learned while hosting the new series.

"I thought I was going to get people like myself that can whip out, you know, basic, easy recipes. And then I saw Robbie over here putting a waist trainer on a chicken to make it prettier," she said of one of the chefs. She recalls thinking the chicken looked "sexy," like it could be "on the front of a magazine."

Another contestant, who is vegan, blew Mai Jenkins' mind when she put "beets into hummus" and turned it hot pink. "I was like, 'Oh, I didn't even know we could do that!" she said.

She also learned about the proper way to cut steak — "along the grain" — and that there is an art to how to present a meal. "I shopped for so many more dishes after I understood that all of it matters. All the details matter to make your dish just look like it's jumping off of the plate to be in your tummy," she added.

RELATED: 'Great British Baking Show' Winner Syabira Was Proud to 'Put Malaysia on the Map' with Her Bakes

Jeannie Mai Jenkins America’s Test Kitchen: The Next Generation

Patrick Daly/Amazon Freevee

Never miss a story — sign up for PEOPLE's free daily newsletter to stay up-to-date on the best of what PEOPLE has to offer, from juicy celebrity news to compelling human interest stories.

The show also gave Mai Jenkins and the competing chefs a chance to learn more about their collective backgrounds.

"Not only did I learn, not only was I inspired, but I was also filled in the heart, learning about everybody's culture," she said. "If you really think about it, we all cook based on either how we were raised or what our roots came from."

America's Test Kitchen: The Next Generation premieres Friday, December 9 on Amazon Freevee.

Tue, 06 Dec 2022 06:38:00 -0600 en-US text/html https://www.yahoo.com/now/jeannie-mai-jenkins-reflects-americas-203849939.html
Killexams : AV-Comparatives releases Long-Term Test for 17 Popular Home User Antivirus Internet Security Suites

INNSBRUCK, Austria, Nov. 30, 2022 /PRNewswire/ -- Leading antivirus test lab releases full test results covering four months of testing of the Real-World Protection Test in July-October 2022

AV-Comparatives Test Results – Real-World Protection 2022

https://www.av-comparatives.org/tests/real-world-protection-test-july-october-2022/

The products tested by AV-Comparatives were:
Avast Free Antivirus, AVG Antivirus Free, Avira Prime, Bitdefender Internet Security, ESET Internet Security, G Data Total Security, K7 Total Security, Kaspersky Internet Security, Malwarebytes Premium, McAfee Total Protection, Microsoft Defender Antivirus, NortonLifeLock Norton 360 Deluxe, Panda Free Antivirus, TotalAV Antivirus Pro, Total Defense Essential Antivirus, Trend Micro Internet Security, and VIPRE Advanced Security.

As part of its ongoing Consumer Main-Test Series, AV-Comparatives has released the results of its July to October 2022 Real-World Protection Test for consumer security solutions. 17 popular anti-malware programs were evaluated to assess their protection against Internet-borne threats.

The Real-World Protection Test conducted by AV-Comparatives mimics real-world conditions as experienced every day by users. The test accurately determined if each threat used was able to make any changes to the test system. To ensure that security programs do not confuse users with false alarms, AV-Comparatives also put all the products through a false-positives test. Programs with high levels of false alarms had their award levels reduced.

A total of 10 products reached the highest award level, ADVANCED+, in this Real-World Protection Test. These were (in alphabetical order): Avast, AVG, Avira, Bitdefender, G Data, K7, Kaspersky, Microsoft, McAfee, VIPRE.

Like all AV-Comparatives' public reports, this Real-World Protection Test report can be read or downloaded free of charge, and without registration, from the lab's website:
https://www.av-comparatives.org/tests/real-world-protection-test-july-october-2022/

About AV-Comparatives 

AV-Comparatives is an independent organisation offering systematic testing to examine the efficacy of security software products and mobile security solutions. Using one of the largest sample collection systems worldwide, it has created a real-world environment for truly accurate testing. 

AV-Comparatives offers freely accessible av-test results to individuals, news organisations and scientific institutions. Certification by AV-Comparatives provides a globally recognised official seal of approval for software performance. 

Contact: Peter Stelzhammer
E-mail: media@av-comparatives.org
Phone: +43 720115542

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AV-Comparatives Test Results – Real-World Protection 2022

AV-Comparatives logo (PRNewsfoto/AV-Comparatives)

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SOURCE AV-Comparatives

Tue, 29 Nov 2022 18:19:00 -0600 en text/html https://markets.businessinsider.com/news/stocks/av-comparatives-releases-long-term-test-for-17-popular-home-user-antivirus-internet-security-suites-1031943976
Killexams : Advantest Introduces New inteXcell Series of High-Performance, Economical Test Cells for ...

TOKYO, Nov. 29, 2022 (GLOBE NEWSWIRE) -- Leading semiconductor test equipment provider Advantest Corporation (TSE: 6857) has launched inteXcell, a new line of minimal-footprint test cells designed to address demanding final-test requirements presented by the increasing bit densities, lower power consumption and faster interface speeds of future memory devices. This new final test cell infrastructure integrates a T5835 memory tester optimized for use in high-productivity test cells and is designed to adopt future memory solutions. With inteXcell, ICs can be tested on the same platform from initial engineering through mass production.

inteXcell is the first ever fully integrated and unified test solution to combine broad test coverage with high-throughput handling in a highly flexible system architecture. Early units can test up to 1,536 devices in parallel with high speed and high accuracy.

The new test cells have a compact structure that enables up to 384 simultaneous measurements per cell and uses only one-third of the floor space occupied by conventional test systems. Since each cell uses independent asynchronous testing, inteXcell can be configured anywhere from one to four testers, enabling high equipment utilization and streamlined cell-based maintenance.

The inteXcell platform is expected to begin shipping to customers in the second quarter of 2023. Orders are now being taken by Advantest.

About Advantest Corporation

Advantest (TSE: 6857) is the leading manufacturer of automatic test and measurement equipment used in the design and production of semiconductors for applications including 5G communications, the Internet of Things (IoT), autonomous vehicles, high-performance computing (HPC) including artificial intelligence (AI) and machine learning, and more. Its leading-edge systems and products are integrated into the most advanced semiconductor production lines in the world. The company also conducts R&D to address emerging testing challenges and applications; develops advanced test-interface solutions for wafer sort and final test; produces scanning electron microscopes essential to photomask manufacturing; and offers system-level test solutions and other test-related accessories. Founded in Tokyo in 1954, Advantest is a global company with facilities around the world and an international commitment to sustainable practices and social responsibility. More information is available at www.advantest.com.

ADVANTEST CORPORATION

3061 Zanker Road

San Jose, CA 95134, USA

Cassandra Koenig

cassandra.koenig@advantest.com

Copyright 2022 GlobeNewswire, Inc.

Mon, 28 Nov 2022 18:05:00 -0600 en text/html https://www.kentuckytoday.com/news/business/advantest-introduces-new-intexcell-series-of-high-performance-economical-test-cells-for/article_8430d7e6-bdcb-5ffe-91a9-3350319d3c49.html
Killexams : Australia's Mitchell Marsh to miss Tests series in India after being ruled out for ankle surgery

By PTI

MELBOURNE: Australia allrounder Mitchell Marsh is all set to miss their upcoming high-profile Test series in India after opting for surgery to treat his troublesome left ankle.

The 31-year-old seam-bowling allrounder is likely to be out of action for three months after undergoing a keyhole surgery to remove loose bone fragments and repair cartilage.

Australian chair of selectors George Bailey said they expect him to be fit for the ODI series against India in March ahead of the World Cup.

"Mitchell is an important member of our squads, and we will support him through his recovery period and we are hopeful he will be available for Australian selection for the ODI series against India in March," Bailey said in a statement.

"In undertaking the surgery now, it gives Mitchell the best chance to recover and resume his all-rounder skillset which is an important part of our plans for the upcoming year and beyond."

Marsh has endured recurring issues of the left ankle, with persistent pain almost curtailing his T20 World Cup campaign on home soil.

Marsh was not selected in Australia's home Test squad to take on the West Indies but was a travelling member of Australia's most accurate tour of Asia, a two-match series against Sri Lanka in July.

Marsh has not played a Test since the 2019 Ashes, though the all-rounder was firming to tour India for Australia's Border-Gavaskar series, a pivotal series in Australia's World Test Championship final push.

Marsh joins fellow all-rounder Glenn Maxwell who will also watch from the sidelines after a freak injury in mid-November.

Maxwell fell and fractured his left fibula in an innocuous fall at a friend's house after Australia's unsuccessful T20 World Cup defence.

Australia will tour India for a four-match Test series for the Border-Gavaskar Trophy in February-March.

Thu, 01 Dec 2022 22:32:00 -0600 text/html https://www.newindianexpress.com/sport/cricket/2022/dec/02/australias-mitchell-marsh-to-miss-tests-seriesin-india-after-being-ruled-out-for-ankle-surgery-2524399.html
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